11![Disciplinary and Other FINRA Actions Reported for September 2008 Disciplinary and Other FINRA Actions Reported for September 2008](https://www.pdfsearch.io/img/2ff32c00eeef3e48102e2dc99e03af4f.jpg) | Add to Reading ListSource URL: www.finra.orgLanguage: English - Date: 2013-04-11 15:50:55
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12![Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala](https://www.pdfsearch.io/img/53b77759e57cef448715c31d1f6d7349.jpg) | Add to Reading ListSource URL: www.finra.orgLanguage: English - Date: 2013-04-11 16:04:41
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13![Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala Disciplinary and Other FINRA Actions Firm Suspended, Individual Sanctioned Aura Financial Services, Inc (CRD® #42822, Birmingham, Alabama) and Timothy Michael Gautney (CRD #[removed], Registered Principal, Birmingham, Ala](https://www.pdfsearch.io/img/5e56f8dd9b820c27f9014d013e75e170.jpg) | Add to Reading ListSource URL: www.finra.orgLanguage: English - Date: 2015-04-06 23:17:30
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14![SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 13, 2015 Admin. Proc. File No[removed]In the Matter of the Application of](https://www.pdfsearch.io/img/eb1ec25401986b1027657d5d71970f12.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2015-02-13 12:02:52
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15![Press Release Interactive Data and FINRA Provide Transparency into Structured Securities Market New Report Designed to Increase Transparency into Structured Transactions Press Release Interactive Data and FINRA Provide Transparency into Structured Securities Market New Report Designed to Increase Transparency into Structured Transactions](https://www.pdfsearch.io/img/380065a2864d69365b2eeb8d2a78e782.jpg) | Add to Reading ListSource URL: www.interactivedata-prd.comLanguage: English - Date: 2015-01-09 17:30:19
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16![FINRA Proposes to Publicly Disseminate Transaction Information Regarding Rule 144A Corporate Debt Securities FINRA Proposes to Publicly Disseminate Transaction Information Regarding Rule 144A Corporate Debt Securities](https://www.pdfsearch.io/img/03f3544cdca2402672a1910f6c5bbf2d.jpg) | Add to Reading ListSource URL: www.jdsupra.comLanguage: English |
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17![FINRA Proposes to Publicly Disseminate Transaction Information Regarding Rule 144A Corporate Debt Securities FINRA Proposes to Publicly Disseminate Transaction Information Regarding Rule 144A Corporate Debt Securities](https://www.pdfsearch.io/img/9e0ddce68362736a39f656db19da6ea4.jpg) | Add to Reading ListSource URL: documents.jdsupra.comLanguage: English - Date: 2013-07-18 12:13:50
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18![Financial system / Trade Reporting And Compliance Engine / Financial Industry Regulatory Authority / Rule 144A / Securities Act / U.S. Securities and Exchange Commission / Security / Settlement / United States securities law / Financial regulation / Financial economics Financial system / Trade Reporting And Compliance Engine / Financial Industry Regulatory Authority / Rule 144A / Securities Act / U.S. Securities and Exchange Commission / Security / Settlement / United States securities law / Financial regulation / Financial economics](/pdf-icon.png) | Add to Reading ListSource URL: www.jdsupra.comLanguage: English |
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19![Trade Reporting Notice[removed] Trade Reporting Notice[removed]](https://www.pdfsearch.io/img/16adaa6b045f5b41e085d4c31c1cea46.jpg) | Add to Reading ListSource URL: www.finra.orgLanguage: English - Date: 2013-08-01 15:08:05
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20![SR-FINRA[removed]Text of proposed rule change SR-FINRA[removed]Text of proposed rule change](https://www.pdfsearch.io/img/608bfe5524a567e8d2498a076fd4e8a0.jpg) | Add to Reading ListSource URL: www.finra.orgLanguage: English - Date: 2013-08-01 09:58:27
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